IT GRC Forum

FacebookJoin our Linkedin Group!Follow us on Twitter!Subscribe to our Feeds!
E-mail

Financial Tracking Technologies, LLC Expands Campaign Checks™ Compliance Solution for 2014 Elections

January 7, 2014 - Financial Tracking Technologies, LLC announced today that it has expanded its pay-to-play compliance solution to cover 47 states and more municipalities. Known as Campaign Checks™ the solution can serve as complete political contributions workflow, including pre-approval and certifications, for employees or a contributions lookup database for compliance and ethics groups, or both.

Read more...
 
E-mail

Investment Professionals Optimistic on Economic Growth in 2014, Concerned With Market Integrity

December 12, 2013 - Investment professionals worldwide report greater optimism over economic prospects for the coming year, but do not express confidence that the integrity of capital markets is improving, according to the CFA Institute 2014 Global Market Sentiment Survey (GMSS). Sixty-three percent of CFA Institute survey respondents think that the global economy will expand in 2014, representing a significant shift in opinion over the previous two years, however more than half (54 percent) point to a lack of ethical culture within financial firms as the factor that has contributed the most to the current lack of industry trust.

Read more...
 
E-mail

Corporate data breaches increasingly correlated with consumer fraud reports

June 7, 2013 - Data breaches are not just a hassle for businesses, but for consumers too, with over 50% of US fraud victims in 2012 arising from a corporate cyber break-in, according to a study by Javelin Strategy & Research.

Read more...
 
E-mail

Wolters Kluwer Financial Services Releases Readiness Checklist to Help Facilitate Code of Ethics Annual Review and Forensic Testing

May 24, 2013 - Wolters Kluwer Financial Services today released a new readiness checklist and whitepaper to help investment advisors keep their policies and procedures up-to-date and ensure their ongoing efficancy. In compliance with the 40 Act Rules, investment firms across the industry have adopted a written Code of Ethics and instituted personal trading policies and procedures.

Read more...
 
E-mail

Thomson Reuters and True Office team on compliance gamification

February 7, 2013 - Gamification start-up True Office has formed a product development and distribution partnership with Thomson Reuters which will see the pair create regulatory and compliance training applications for the financial services world.

Read more...
 
Page 5 of 10

Subscribe via Email

 Your Email:
Banner
Banner
Banner