IT GRC Forum

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Avaloq Sourcing Asia Pacific names Andre Di Prospero head of risk & compliance

January 26, 2015 - Avaloq Sourcing Asia Pacific, a wholly owned subsidiary of Avaloq group, announces the recruitment of Andre Di Prospero as Head of Risk & Compliance and Matthew Thoms as Head of Technology at their Business Process Outsourcing (BPO) centre in Singapore.

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IT budgets up as business volumes improve - CBI/PwC

January 19, 2015 - An upturn in business volumes and increase in compliance demands is encouraging UK financial firms to raise IT budgets in a bid to reach new customers and shake off competition from new market entrants, according to the latest quarterly survey from the Confederation of British Industry (CBI) and PwC.

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Misys regulatory reporting service connects to DTCC repository

January 15, 2015 - Misys, a leading provider of software solutions to financial services institutions, announces that it has added connectivity to DTCC for its Misys Regulatory Reporting Service.

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Wolters Kluwer Financial Services Identifies Top Compliance Issues in 2015 for U.S. Banks and Credit Unions

January 8, 2015 - Regulatory experts from Wolters Kluwer Financial Services have identified a list of top compliance issues facing U.S. financial institutions in 2015. Heightened regulatory scrutiny, together with the enactment of major new regulations and pending rule changes, will represent significant challenges of varying impact for financial institutions from an operational, procedural, governance, staffing, and technology standpoint, including:

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Deutsche Börse announces compliance of DAX index family with IOSCO Principles for Financial Benchmarks

December 23, 2014 - Deutsche Börse, the official Index Administrator of the DAX index family and other leading financial market indices, today announced that the indices comply with the International Organisation of Securities Commission's (IOSCO) Principles for Financial Benchmarks. Deutsche Börse has published the Letter of Compliance on the company's website.

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Wolters Kluwer Financial Services Recognized for Fifth Year Running for Exemplary Service to Compliance and Regulation

December 15, 2014 - Wolters Kluwer Financial Services announced today that its regulatory analysis team has been awarded "Best Editorial Team" at the 11th annual Compliance Register Platinum Awards. The awards program, hosted in London, recognizes individuals, teams and companies that demonstrate exemplary service to compliance and regulation.

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