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FCA fines rocket to £800 million, Wolters Kluwer research shows

July 7, 2015 - Regulatory and risk technology firm outlines research showing staggering increase in fines for first half of 2015.

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GFT's global research reveals 82% of financial institutions are failing to capitalise on regulation to drive strategic investment and business change

June 17, 2015 - Today, GFT, one of the world's leading IT solutions and consultancy providers to the banking sector, releases the findings from a global research project aimed at uncovering the attitude of the global investment banking community to 'The New Normal' - a constant state of regulatory change.

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Frank Santora of Hudson City Savings Bank Receives MetricStream "GRC Journey Visionary Award"

June 9, 2015 - The award recognizes Frank Santora's role in driving an industry-leading Enterprise GRC program at Hudson City Savings Bank.

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National Regulatory Services Releases ComplianceMAX Customer Complaints Module

May 27, 2015 - National Regulatory Services (NRS), part of Accuity, today announced the release of the ComplianceMAX (cMAX) Customer Complaints Module, created to allow its users to confidently manage, utilize and archive information pertaining to customer complaints. The module helps broker-dealers comply with FINRA Rule 4530 by centralizing all customer complaint information into a configurable workflow and automating FINRA filings.

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Thomson Reuters publishes cost of compliance survey

May 13, 2015 - Thomson Reuters, the world's leading source of intelligent information for businesses and professionals, has published the findings of its sixth annual Cost of Compliance survey which revealed that regulatory fatigue, resource challenges and personal liability are expected to increase throughout 2015.

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Capital Advisors Group selects Linedata to address compliance workflows

May 12, 2015 - Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced that Capital Advisors Group has implemented Linedata Compliance for its institutional separate account business.

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