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Deutsche Börse announces compliance of DAX index family with IOSCO Principles for Financial Benchmarks

December 23, 2014 - Deutsche Börse, the official Index Administrator of the DAX index family and other leading financial market indices, today announced that the indices comply with the International Organisation of Securities Commission's (IOSCO) Principles for Financial Benchmarks. Deutsche Börse has published the Letter of Compliance on the company's website.

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Wolters Kluwer Financial Services Recognized for Fifth Year Running for Exemplary Service to Compliance and Regulation

December 15, 2014 - Wolters Kluwer Financial Services announced today that its regulatory analysis team has been awarded "Best Editorial Team" at the 11th annual Compliance Register Platinum Awards. The awards program, hosted in London, recognizes individuals, teams and companies that demonstrate exemplary service to compliance and regulation.

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Black Mountain Introduces New & Comprehensive Compliance Solution for CLO Managers

December 8, 2014 - Black Mountain Systems, a software company that develops innovative, tailored data and process management solutions for global asset managers, unveiled their new Compliance Management module of their award-winning Everest platform today at the CLO Summit in Monarch Beach, CA.

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Security Bank & Trust signs for Wolters Kluwer ComplianceOne

December 2, 2014 - Wolters Kluwer Financial Services announced today that Security Bank & Trust Co. of Glencoe, Minn. has selected its ComplianceOne loan and deposit origination and workflow solution.

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CFTC finds deficiencies in market compliance

November 25, 2014 - The U.S. Commodity Futures Trading Commission's Division of Market Oversight (Division) today issued three separate rule enforcement reviews of certain Designated Contract Markets (DCMs).

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RBS suffers another IT glitch

November 21, 2014 - The day after it was fined £56 million over an IT meltdown, Royal Bank of Scotland has suffered a minor glitch which has seen some customers unable to use their credit and debit cards.

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