IT Compliance Management

Compliance

CFTC Approves Phased Compliance Proposal for Certain Swap Regulations

June 29, 2012 - The Commodity Futures Trading Commission (Commission) today voted to propose a phased compliance program regarding certain swaps to non-U.S. swap dealers, non-U.S. major swap participants, U.S. swap dealers, U.S. major swap participants, and foreign branches of U.S. swap dealers and U.S. major swap participants.

Compliance

US watchdog launches public credit card complaint database

June 19, 2012 - The US Consumer Financial Protection Bureau (CFPB) has launched a public online database of complaints against credit card companies.

Compliance

Investment Firms Cooperate to Cut the Cost of Compliance

May 24, 2012 - With at least 10 major pieces of regulation approaching, containing tens of thousands of pages of rules, international investment firms are facing a deluge of expensive and repetitive regulatory activity.

Compliance

International Compliance Association launches new cyber security qualification

May 22, 2012 - The International Compliance Association (ICA) announces the launch of a brand new qualification: the ICA Advanced Certificate in Cyber Security.

Compliance

Fitch: Banks could need extra $566bn in capital

May 18, 2012 - Major banks across the world could need to raise an additional $566 billion in capital in order to comply with the new Basel III regulations.

Compliance

Fed won't enforce Volcker Rule until 2014

April 19, 2012 - The Federal Reserve says banks will have two years to comply with a rule that would ban them from trading for their own profit. The so-called Volcker rule is expected to take effect this summer. But the Fed clarified Thursday that it won't enforce it until July 2014.

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