IT Compliance Management

Compliance

Banks to upgrade IT systems to improve management information, regulatory compliance and risk management

September 19, 2011 - Dependency on spreadsheets still heavy, despite concerns around security and lack of control. The Association of Foreign Banks (AFB) in London today released the findings from a survey into the use of Management Information Systems (MIS) among its members.

Compliance

Cable: Banks are attempting to prevent financial reform

September 1, 2011 - Vince Cable, the UK's business secretary, has accused the UK's banking industry of looking to prevent regulatory reform from taking place.

Compliance

SEC launches whistleblower Web page

August 15, 2011 - The Securities and Exchange Commission (SEC) has launched a whistleblower Web page where staff can leave tips about securities law violations and apply for cash rewards.

Compliance

SunGard Launches Protegent Policy Manager for Managing Compliance Policy and Education

August 8, 2011 - SunGard has launched Protegent Policy Manager, an integrated policy management and education solution that helps streamline and facilitate the administration of regulatory compliance and internal policies for financial services firms.

Compliance

RBS ordered to improve risk management by Fed

July 28, 2011 - Risk management processes are among those the Royal Bank of Scotland (RBS) has been ordered to improve in the US by the Federal Reserve (Fed).

Compliance

Thomson Reuters positioned in the Leaders Quadrant for Enterprise Governance, Risk and Compliance Platforms Magic Quadrant

July 18, 2011 - Accelus Suite recognized for completeness of vision and ability to execute. Thomson Reuters today announced it has been positioned by Gartner, Inc. in its Leaders Quadrant of the "Enterprise Governance, Risk and Compliance Platforms Magic Quadrant" report.

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