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New York state watchdog sets sights on bank money laundering systems

February 25, 2015 - The New York State Department of Financial Services (DFS) is planning to step up the fight against money laundering by carrying out random audits of Wall Street banks' transaction monitoring and filtering systems.

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Deutsche Börse Market Data + Services to offer global reporting solution for energy market

February 10, 2015Deutsche Börse Market Data + Services plans to introduce a strategic global regulatory reporting application for the energy market. The reporting solution will automate, and thereby facilitate, reporting of orders and trades on spot and derivatives markets as required under the EU Regulation on wholesale energy market integrity and transparency (REMIT), which will come into effect in 2015.

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Tech firms dealing with Chinese banks face tough new rules

January 30, 2015 - New Chinese regulations mean that tech firms hoping to sign up the country's banks as customers will have to turn over their code, agree to audits and build back doors into their hardware and software.

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EPC publishes further iterations of SDD rulebooks

January 27, 2015 - The European Payments Council (EPC), representing the European banking industry in relation to payments, today published a further iteration of the SEPA Direct Debit (SDD) Rulebooks, i.e. the SDD Core Rulebook version 9.0 and the SDD Business to Business (B2B) Rulebook version 7.0.The SDD Core Rulebook version 9.0, the SDD B2B Rulebook version 7.0 and associated implementation guidelines will take effect on 20 November 2016.

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Wolters Kluwer Financial Services Releases 2015 Regulatory Trend Outlook for U.S. Securities Firms

January 20, 2015 - Securities compliance experts from Wolters Kluwer Financial Services have published commentary outlining key regulatory trends expected to impact U.S. securities firms in 2015. The outlook considers the regulatory landscape at a time four and a half years since the Dodd-Frank Act was passed into law. Given the context that only about half of the rules have been finalized and we are less than half way to implementation, trends indicate regulation will continue to increase over the coming year and in the near future.

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SEC bids to boost transparency with new swap reporting rules

January 16, 2015 - The Securities and Exchange Commission today adopted two new sets of rules that will require security-based swap data repositories (SDRs) to register with the SEC and prescribe reporting and public dissemination requirements for security-based swap transaction data.

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