IT GRC Forum

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Regulatory Drivers Predominant Force of Change in Next Phase of Hedge Fund Industry: Citi Investor Services Survey

June 30, 2014 - Regulation will be the key driver in the next phase of the rapidly evolving hedge fund industry, according to Part II of the Citi (NYSE:C) Investor Services' 5th Annual Industry Evolution survey.

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SEC Adopts Cross-Border Security-Based Swap Rules

June 25, 2014 - The Securities and Exchange Commission today adopted the first of a series of rules and guidance on cross-border security-based swap activities for market participants. The new rules will be key to finalizing the remaining proposals.

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Regulation and Margin Pressures Helping Drive Growth of Managed Services in Australian Financial Sector

June 24, 2014 - Increasing regulation and compliance costs are accelerating the adoption of managed services in Australia's financial services sector, according to analysis by SunGard.

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Speech: FCA CEO Martin Wheatley on regulating HFT

June 6, 2014 - Thank you for that kind introduction. And my sincere thanks to everyone here for joining this lunchtime session. It's a great pleasure and privilege to return to New York. I want to offer a few reflections this afternoon on market innovation and, in particular, the on-going debate around high frequency trading (HFT), which has dominated global media over the last few months.

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EBA publishes draft standards for systemically important institutions

June 6, 2014 - The European Banking Authority (EBA) published today final draft Regulatory Technical Standards (RTS) on the methodology for identifying Global Systemically Important Institutions (G-SIIs), final draft Implementing Technical Standards (ITS) on special disclosure rules applicable to G-SIIs, and final guidelines on special disclosure rules for large institutions.

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BMO Capital Markets deploys Fenergo tech for regulatory reporting

June 3, 2014 - Fenergo, a leading provider of Client Lifecycle Management solutions for investment banks and capital market firms, has today announced that BMO Capital Markets has selected its award-winning flagship solution for a regulatory and tax compliant client onboarding process.

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