IT GRC Forum

FacebookJoin our Linkedin Group!Follow us on Twitter!Subscribe to our Feeds!
E-mail

Standard Bank hit by $12.6m FCA fine for failures in AML controls

January 23, 2014 - The Financial Conduct Authority (FCA) has fined Standard Bank £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers, connected to politically exposed persons (PEPs).

Read more...
 
E-mail

Europe reaches agreement on MiFID reforms

January 15, 2014 - New rules governing trading and financial markets in Europe have been agreed by the European Commission (EC), Parliament (EP) and the bloc's national Council of Ministers this week. The Markets in Financial Instruments Directive (MiFID) II stipulations, which have the strength of a Regulation for some aspects in their updated form, creating the alternate MiFIR moniker, seeks to transform the securities market in Europe, as its predecessor did.

Read more...
 
E-mail

Singapore has 'robust regime' against money laundering says government report

January 10, 2014 - Singapore issued today its inaugural national risk assessment (NRA) report on money laundering and terrorist financing risks in the country.

Read more...
 
E-mail

GRC joins REGIS-TR to provide EMIR compliant trade reporting services

January 9, 2014 - The compliance technology and outsourcing vendor Global Reporting Company (GRC), which is jointly owned by the GMEX exchange trading technology provider and CoDiese advisory firm, is joining the REGIS-TR trade repository.

Read more...
 
E-mail

Britain's banking reform clear final barrier

December 17, 2013 - The reform of Britain's baking industry cleared one of the final barriers to implementation as MPs gave their approval of the measures, which are aimed at tackling structural and cultural issues within the industry.

Read more...
 
E-mail

IOSCO reports on regulatory issues raised by changes in market structure and technology

December 13, 2013 - The International Organization of Securities Commissions today published its final report on Regulatory Issues Raised by Changes in Market Structure, which makes four recommendations that seek to promote market liquidity and efficiency, price transparency, and investors´ execution quality in a fragmented environment.

Read more...
 
Page 10 of 36

Subscribe via Email

 Your Email:
Banner